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The U.S. Supreme Court recently handed down a landmark decision
of enormous import, which have United States inventors and
patent attorneys feeling festive, or at least breathing a
collective sigh of relief. In Festo v. Shoketsu, __ U.S. ___
(2002) (decided May 28, 2002), the Court vacated a judgment
of the Federal Circuit that severely limited the protective
scope of issued patents and pending patent applications. In
the patent application process before the U.S. Patent Office,
the specifications and claims in an application may be amended
several times to secure an allowance from an examiner. The
Federal Circuit in an en banc decision in 2000 held that practically
any amendments to a patent application (even as to minor matters
of form or secondary language) will automatically constitute
a complete bar to alleging equivalency infringement, even
against copycats that use elements or methods which are insubstantially
different compared to those described in the claims. The Federal
Circuit wanted a bright-line test, and absolute certainty
in the law.
In the Supreme Court's unanimous decision, the flexible rule
and application of the "doctrine of equivalents"
was re-established as a cloak which extends patent protection
beyond the literal words in claims of a patent, even when
those words have been amended during the application process.
However, the Court created a rebuttable presumption of surrender,
which is an additional burden that a patent owner must bear
in any infringement litigation where the patent claim language
was amended. Although the prior Festo guillotine was abolished,
patent owners still must carry a heavier load. Nonetheless,
the Supreme Court's decision recognizes the value of innovation,
and the Constitutionally mandated declaration of laws to "Promote
the Progress Of Science and the Useful Arts", U.S. Const.
Article I, Section 8, Clause 8.
Under the Federal Circuit decision, the day-to-day patent
application process would have been drastically revised to
avoid the need for amendments in certain cases. As the law
now stands, patent attorneys can resume practicing with equivalency
in mind, albeit ever more vigilant as to the more stringent
legal interpretation, and limitations to the flexible application
of the doctrine of equivalents.
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